Santa Fe Classifieds
Santa Fe office of our client seeks attorney with transactional background. The applicant will serve in the representation of a registered investment company (mutual fund) and its governing board. Must preferably have familiarity with the Investment Company Act and other federal securities laws.
Santa Fe office of our client seeks attorney with 3+ years of legal background. The applicant will work on securities and corporate law matters. Will serve in the preparation and review of mutual fund registration statements and other regulatory filings; the preparation and review of compliance policies and procedures. Advice respecting securities law and corporate governance issues; and the pr...