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Santa Fe office of our client seeks attorney with transactional background. The applicant will serve in the representation of a registered investment company (mutual fund) and its governing board. Must preferably have familiarity with the Investment Company Act and other federal securities laws.
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Santa Fe office of our client seeks attorney with 3+ years of legal background. The applicant will work on securities and corporate law matters. Will serve in the preparation and review of mutual fund registration statements and other regulatory filings; the preparation and review of compliance policies and procedures. Advice respecting securities law and corporate governance issues; and the pr...
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